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Legal Framework

All licenses were granted by the Federal Financial Supervisory Authority, BaFin (German Equivalent to U.S. Securities and Further allowances granted:Exchange Commission (SEC)).
For further information see

Further allowances granted:

Anlageberatung (§ 1 Abs. 1a Satz 2 Nr. 1a KWG)
Anlageverwaltung (§ 1 Abs. 1a Satz 2 Nr. 11 KWG)
Eigengeschäft (§32 Abs. 1a KWG)